TABLE OF CONTENTS WEEKLY TRENDS & TAKEAWAYS. 3 Number of Cases. 3 Common Violations. 3 Week in Review.. 3 Observation. 3 CASE SUMMARIES. 4 1. Case: Thomas G. Scheiman & Stephen M. Franko. 4 2. Case: Robert Galloway. 6 3. Case: Evan Von Scales. 7 4. Case: Oakwood Capital Securities, Inc. 9 5. Case: Barry…
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