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Articles Posted in SPAC

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SEC CHARGES INVESTMENT ADVISER FOR FAILING TO DISCLOSE SPAC-RELATED CONFLICTS

On September 6, 2022, the SEC issued an order instituting administrative and cease-and-desist proceedings against Perceptive Advisors LLC (“Perceptive”) a New York based investment adviser.  In anticipation of the institution of the proceedings, Perceptive and the SEC entered into a Settlement. Perceptive provides investment advisory advice to pooled investment vehicles…

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