Representative Matters
Jefferies & Company, Inc. v. Cohen Capital Partners II, LP, et al. (Case No. 08-01050) -- We represented Jefferies and the registered representative over disputed trades... Read More »
Jefferies & Company, Inc. v. John P. Coen (Case No. 09-03263) -- We represented Jefferies & Company, Inc.... Read More »
Credit Suisse First Boston LLC v. Repurchase Corp., et al. (NYSE Arbitration 2004-014931) -- We represented Credit Suisse... Read More »
Mahinderjit Singh, et al. v. H & R Block Financial Advisors, et al. (Case No. 01-01442) -- We represented one of the brokers... Read More »
Robert A. Foisie v. Borgersen, et al. (Case No. 99-04767) -- We represented the broker in defense of claims against... Read More »
KV Pharmaceutical Co. v. Citigroup Global Markets (Civil Action No. 09 Civ. 6553 (SDNY 2009))... Read More »

Securities Industry Litigation and Regulatory Counsel

Our securities litigation lawyers are trusted advisors for litigation and regulatory enforcement matters. When disputes arise – in the enforcement, customer and employment context – we are skilled negotiators, using every available resource to protect our clients and minimize disruption to their business. When litigation is unavoidable, however, we are tenacious advocates with time-tested experience before state and federal courts and regulatory bodies, and in a broad range of arbitration and mediation settings.

Leveraging decades of collective experience in the financial services sector, our firm was established to help clients respond to this rapidly changing environment and highly complex marketplace.

Our size is one of our best assets; we staff matters leanly to ensure the highest degree of client service at reasonable and predictable rates. Our securities litigation attorneys are entrepreneurial and we are nimble, avoiding the enormous inefficiencies so common at larger firms. And we love what we do, which means we do it well.

Securities Industry Lawyer Blog