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Robert L. Herskovits Managing Member Herskovits PLLC Phone: (212) 897-5410 Fax: (646) 558-0239 This e-mail address is being protected from spambots. You need JavaScript enabled to view it  Download vCard |
Robert concentrates his practice in the areas of securities litigation and regulatory enforcement matters. Robert routinely advises broker/dealers, industry professionals and investors in varied litigation, arbitration and regulatory matters relating to the securities industry. Robert is certified as an arbitrator for FINRA, AAA and the NFA and formerly served as in-house counsel for an NYSE-member broker/dealer.
Prior to forming Herskovits PLLC, Robert was a partner with Gusrae Kaplan Nusbaum PLLC for more than five years.
Robert received a JD from the Benjamin N. Cardozo School of Law and a BA from Syracuse University. Robert is admitted to practice in the State of New York and before various federal courts, including the U.S. District Court, Southern District of New York, U.S. District Court, Eastern District of New York, the U.S. Court of Appeals, 2nd Circuit, and the U.S. Supreme Court.
An active participant in the bar, Robert is the Co-Chair of the Committee for Securities and Exchanges of the New York County Lawyers' Association. Robert's accomplishments were recently recognized by Thomson Reuters' "Super Lawyers", which designated Robert as a 2011 Rising Star in business litigation.
View Mr. Herskovits' Representative Matters
Media Appearances:
- COMPLIANCE WATCH: Firms Ponder When To Weed Out Archives (Dow Jones News Service)
- Picking Your Battles With Regulators (Dow Jones News Service)
- UBS to Pay Former Recruiter $2.8M (On Wall Street)
- New York County Lawyer, September 2011
- Brokerage Sues Ex-Employee, Others Over Stolen Data (Law360)
- Herskovits PLLC Formed by Veteran Securities Industry Lawyer (PR Newswire)